-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pu18aj/CI+Lf9g++0uXIou8MIA2zbmTnXagtGVKDpP1z0GOlspY313vtkRt7cGcO nn6Y1thc8ivGHhFBKFE5Bg== 0001193125-04-019291.txt : 20040211 0001193125-04-019291.hdr.sgml : 20040211 20040211120932 ACCESSION NUMBER: 0001193125-04-019291 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENTEGRIS INC CENTRAL INDEX KEY: 0001101302 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 411941551 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60261 FILM NUMBER: 04584763 BUSINESS ADDRESS: STREET 1: 3500 LYMAN BOULEVARD CITY: CHASKA STATE: MN ZIP: 55318 BUSINESS PHONE: 6125563131 MAIL ADDRESS: STREET 1: 3500 LYMAN BOULEVARD CITY: CHASKA STATE: MN ZIP: 55318 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAUWALTER JAMES E CENTRAL INDEX KEY: 0001134619 IRS NUMBER: 411941551 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3500 LYMAN BOULEVARD CITY: CHASKA STATE: MN ZIP: 55318 BUSINESS PHONE: 9525563131 MAIL ADDRESS: STREET 2: 3500 LYMAN BLVD CITY: CHASKA STATE: MN ZIP: 55318 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Entegris, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29362U104 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 - --------------------- --------------------- CUSIP No. 29362U104 13G/A Page 2 of 5 Pages --------- - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James E. Dauwalter - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 807,088 ---------------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 3,576,741 EACH ---------------------------------------------------- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 807,088 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,576,741 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,383,829 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Item 1. (a) Name of Issuer: Entegris, Inc. (b) Address of Issuer's Principal Executive Office: 3500 Lyman Boulevard Chaska, MN 55318 Item 2. (a) Name of Person Filing: James E. Dauwalter (b) Address of Principal Business Office: 3500 Lyman Boulevard Chaska, MN 55318 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock, $.01 par value (e) CUSIP Number: 29362U104 Item 3. Not Applicable. Item 4. Ownership (a) Amount beneficially owned: 4,383,829 shares. The number of shares beneficially owned as of December 31, 2003 includes 75,958 shares held directly, of which 16,500 were issued pursuant to a restricted stock grant and are subject to forfeiture if certain obligations such as continued employment are not met; 373,536 shares held by family members; 280,161 Page 3 of 5 shares allocated to Mr. Dauwalter's account under the Entegris, Inc. ESOP; 2,923,044 shares held in family trusts, foundations, and other entities; and an aggregate of 731,130 shares subject to stock options exercisable within 60 days. (b) Percent of Class: 5.9% (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 807,088 (ii) shared power to vote or direct the vote: 3,576,741 (iii) sole power to dispose or direct the disposition of: 807,088 (iv) shared power to dispose or to direct the disposition of: 3,576,741 Item 5. Not Applicable. Item 6. Not Applicable. Item 7. Not Applicable. Item 8. Not Applicable. Item 9. Not Applicable. Item 10. Not Applicable. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 8, 2004 By: /s/ James E. Dauwalter -------------------------- James E. Dauwalter Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----